Reservoir Flooding
Man-made reservoirs, sometimes called artificial lakes, are important water sources in many countries around the world. In contrast to natural processes of lake formation, reservoirs are artificial, usually formed by constructing a dam across a river or by diverting a part of the river flow and storing the water in a reservoir. Reservoir flooding occurs as an uncontrolled release of water if a dam or reservoir fails (adapted from UNEP, 2000 and Defra and EA, 2014).
Primary reference(s)
Defra and EA 2014. Reservoirs: owner and operator requirements. Department for Environment, Food & Rural Affairs (Defra) and Environment Agency (EA). Accessed 19 May 2025
UNEP, 2000. Planning and management of lakes and reservoirs: an integrated approach to eutrophication : a student's guide. UNEP International Environmental Technology Centre. United Nations Environment Programme (UNEP). Accessed 19 May 2025
Annotations
Additional scientific description
Reservoir operation is an effective tool for water supply, hydropower generation, flood control and environmental or ecological enhancement. Dams are designed to safely pass floodwater, however, floods exceeding the design capacity of the dam spillways cause uncontrolled release of water over the dam crest, which is accompanied by a high risk of failure. Uncontrolled water passing over a dam crest can compromise the structural integrity of the dam, such as through erosion or cavitation, which can rapidly escalate to complete failure (US Department of the Interior Bureau of Reclamation, 2014).
Most dam failures or accidents occur in small and medium-sized reservoirs, primarily due to insufficient flood control standards and poor management. This underscores the importance of implementing measures to enhance the flood prevention capabilities of these reservoirs (Hou et al., 2024).
Metrics and numeric limits
Global metrics have not been identified. As an example, in England, 1.1 million properties are at risk of flooding from the structural failure of large, raised reservoirs and their associated dams (Defra, 2027).
Key relevant UN convention / multilateral treaty
UN Convention on the Law of the Non-navigational Uses of International Watercourses (UN Convention), adopted in 1997 (UNGA, 1997).
Drivers
Heavy rain and increased glacier thaw cause increased inflow of water in the reservoir. As climate change causes increasing rainfall, larger flood peaks may result, which may increase the risk of overtopping (Qiu et al., 2021).
Impacts
The most significant risk of reservoir flooding is dam failure, which can lead to massive flooding in downstream areas. In August 2018, heavy rains caused the dam breach of the Sheyuegou Reservoir in Xinjiang, China, leading to 20 deaths and 8 missing (Ge et al., 2022)
Reservoir flooding can cause economic losses, social and environmental impacts, loss of cultural resources and loss of life. Consequences of flooding are dependent on the exposed population and assets downstream, warning times, severity of flood and flood severity understanding (U.S. Department of the Interior Bureau of Reclamation, 2014).
The effects of flooding on health are extensive and significant, ranging from mortality and injuries resulting from trauma and drowning to infectious diseases and mental health problems (acute and long-term). While some of these outcomes are relatively easy to track, understanding of the human impact of floods is still limited. For example, it has been reported that two-thirds of deaths associated with flooding are from drowning, with the other third due to physical trauma, heart attacks, electrocution, carbon monoxide poisoning and fire. Often, only immediate traumatic deaths from flooding are recorded (WHO, 2013; Wu et al., 2024).
Morbidity associated with floods is usually due to injuries, infections, chemical hazards and mental health effects (acute as well as delayed) (WHO, 2013). Hypothermia may also be an issue, particularly in children, if trapped in floodwaters for lengthy periods (WHO, 2021). There may also be an increased risk of respiratory tract infections due to exposure (loss of shelter, expo- sure to flood waters and rain). Power cuts related to floods may disrupt water treatment and supply plants thereby increasing the risk of water-borne diseases and may also affect the proper functioning of health facilities, including cold chain (WHO, 2021). Floods can potentially increase the transmission of communicable diseases, including water-borne diseases (such as typhoid fever, cholera, leptospirosis and hepatitis A) and vector-borne diseases (such as malaria, dengue and dengue haemorrhagic fever, yellow fever, and West Nile Fever) (WHO, 2021).
The longer-term health effects associated with a flood are less easily identified. They include effects due to displacement, destruction of homes, delayed recovery, and water shortages (WHO, 2013).
Multi-hazard context
The figure below summarises common interactions between reservoir flooding and other hazards. This information should be used with caution and not be solely relied upon in Disaster Risk Management, particularly as some interactions may not have been included. Note that hazardous events occurring together or locally in space or time may not necessarily cause, amplify, or be otherwise related to each other. Specific examples of multi-hazard context can be found in the ‘Hazard drivers’ and ‘Impacts’ sections above.
Multi-hazard diagram
Risk Management
Provided a reservoir is properly maintained the likelihood of it failing and causing flooding is low. However, in the very unlikely event of a dam collapse, a large volume of water could be released, quickly flooding a large area and possibly causing significant property damage or loss of life.
In England, 1.1 million properties are at risk of flooding from the structural failure of large, raised reservoirs and their associated dams. The average age of these structures is 120 years, and the possibility of catastrophic failure may be expected to increase with age. A key factor in avoiding and minimising the impact of such a catastrophic failure is the ability to draw a reservoir down in the event of an emergency. This will reduce the load on the dam structure, reduce the likelihood of failure and, in the very worst outcome, minimise the impacts downstream in the event of failure. Reservoir drawdown is also important to allow inspection and maintenance of the structures retaining the reservoir. (Defra, 2017).
The optimal operation of reservoir flood control includes various constraints such as upstream and downstream flood control, dam safety, and irrigation needs (Dai & She, 2023). The timing and precision of decisions regarding when to open the reservoir gates are crucial. Any delay in this decision can result in dam damage due to excess water, potentially causing flash floods in nearby areas (Doi et al., 2020).
Monitoring
The section and the table below offer an overview of monitoring reservoir flooding. This information can be used for forecasting within a national early warning system (EWS). Since EWS capacities and processes differ across countries, the most current and specific information regarding EWS should be obtained from the appropriate national or regional agency/authority responsible for disaster management.
| Which institution(s) produce(s) Disaster Risk Data/Information? | Water Management Agencies, Electricity- producing Companies |
| How is the Hazard Observed/Monitored/Forecast? | Water gauges monitor the water level in the reservoir. Sensors monitor vibrations, cracks, and other structural anomalies. |
References
Dai S., She Q, 2023. Construction of multi-objective reservoir flood control operation preference model. Desalination and Water Treatment. Volume 299. July 2023, P 259-268. Accessed 26 January 2025.
Department for Environment, Food and Rural Affairs (Defra), 2017. Guide to drawdown capacity for reservoir safety and emergency planning SC130001 Volume 1 – main guide Department of Environment and Rural Affairs (Defra), Welsh Government, Natural Resources Wales, Environment Agency, Flood and Coastal Erosion Risk Management Research and Development Programme. Accessed 19 May 2025.
Doi S.M.C., Norwawi N.M., Ismail R., 2020. An Early Warning System for Reservoir Water Release Operation Using Agent-Based Negative Selection Model. Journal of Physics: Conference Series. 1551. 012009. doi:10.1088/1742-6596/1551/1/012009. Accessed 19 May 2025.
Ge, W., Jiao, Y., Wu, M., Li, Z., Wang, T., Li, W., Zhang, Y., Gao, W., & van Gelder, P. 2022. Estimating loss of life caused by dam breaches based on the simulation of floods routing and evacuation potential of population at risk Journal of Hydrology. Vol 612, 11. Accessed 19 May 2025.
Hou W., Zhang S, Yin J., and Huang J., 2024. Research on Challenges and Strategies for Reservoir Flood Risk Prevention and Control Under Extreme Climate Condition. Water. 2024; 16(23):3351. DOI: 10.3390/w16233351. Accessed 26 January 2025.
Qiu, H., L. Chen, J. Zhou, Z. He and H. Zhang, 2021. Risk analysis of water supply-hydropower generation-environment nexus in the cascade reservoir operation. Journal of Cleaner Production, 283:12439.
United Nations General Assembly (UNGA), 1997. Convention on the Law of the Non-Navigational Uses of International Watercourses. General Assembly of the United Nations (UNGA). Accessed 26 January 2025.
US Department of the Interior Bureau of Reclamation, 2014. RCEM - Reclamation Consequence Estimating Methodology. Guidelines for Estimating Life Loss for Dam Safety Risk Analysis. Accessed 26 January 2025.
World Health Organization (WHO), 2013. Floods in the WHO European Region: Health effects and their prevention. Menne, B and V. Murray (eds.). World Health Organization Regional Office for Europe. Accessed 26 January 2025.
World Health Organization (WHO), 2021. Flooding and Communicable Diseases Fact Sheet. World Health Organization (WHO). Accessed 26 January 2025.
Wu Y, Wen B, Gasevic D, Patz JA, Haines A, Ebi KL, Murray V, Li S, Guo Y. Climate Change, Floods, and Human Health. N Engl J Med. 2024 Nov 21;391(20):1949-1958. doi: 10.1056/NEJMsr2402457. PMID: 39565995. Accessed 19 May 2025.