How it works

An anticipatory action plan comprises a set of pre-agreed and pre-financed actions to be implemented once forecasts have reached an agreed trigger threshold. The trigger could, for example, be a predicted windspeed of a certain magnitude for an approaching storm, or water flow of a certain volume upstream of a flood-prone region. This trigger releases the necessary funds to begin activities, with particular emphasis on reaching the most vulnerable: distribution of provisions or cash; evacuations; reinforcement of structures.

Depending on the nature of the hazard and forecasting capabilities, such interventions can be made well ahead of the shock (for slower onset events) or at least earlier than traditional humanitarian responses for more rapid onset events. This reduces the impact of the crisis – saving time and money; preventing displacement, disease, loss of livelihood; and preserving the dignity of those affected. Early intervention can also provide benefits beyond providing relief from the immediate impact, by helping to protect development gains in the long run.

Securing finance in advance

Anticipatory action uses forecast-based financing: funding that is secured well in advance, along with a response plan that is activated by predetermined triggers. Once the trigger threshold is reached, the funding is immediately available and the assistance activities can begin, without delay. This means that obstacles to reaching a quick decision can be avoided during the critical early stages of the crisis.

Major humanitarian networks have begun dedicating more resources to anticipatory action. These include the UN system through its Central Emergency Respond Fund (CERF) and its country-based pooled funds; the Red Cross Red / Crescent Movement’s Forecast-based Action by the Disaster Response Emergency Fund (FbA by the DREF); and the Start Network’s Start Fund. 
 

Enhancing forecasting capacity

Early response is activated by pre-agreed triggers based on the forecasted impacts of events like cyclones, droughts, flooding, or other hazards. The lead time that these predictions provide depends on the nature of the threat, the accuracy of the forecast, and the availability of data. 

Advance planning draws in experts from diverse disciplines – like risk analysis, meteorology, logistics and delivery, both at the global and the local level. Potential disasters are predicted using climatic models and weather forecasts, complemented by risk information from various other sources, such as satellite images and demographic data. Impact-based forecasts combine analysis of the nature of the hazard with information about potential effects on people, particularly the more vulnerable.

As humanitarian organisations integrate forecasting and risk analysis into their programmes, there is a growing need for expertise that straddles the practicalities of humanitarian delivery with the technical understanding of forecasting – including the development of new professional profiles. 
 

Local preparedness

Anticipatory action facilitates greater coordination and planning, with more community input and participation, as the activities and the selection of the best-placed providers can be established well in advance, and capacities developed as necessary when there is time. Greater preparedness not only improves the outcomes of anticipatory responses, but arguably increases local resilience to hazards overall, regardless of whether the plan is triggered.  

Locally led planning and implementation helps to foster greater participation, and plans that are inclusive and appropriate to local environments are more readily accepted. 
 

The evidence is in

Humanitarian organisations and governments around the world recognise that anticipatory action should be an essential part of the humanitarian toolkit in a world with mounting threats of climate-related crises. In order to boost the confidence of funders and operators, networks have been formed to gather evidence to make the case for scaling up, to share lessons learned, and to identify gaps and bottlenecks.

The Anticipation Hub provides a platform to facilitate knowledge exchange, learning, guidance, and advocacy, including a database to collate evidence from the experiences of its partners. The Risk-informed Early Action Partnership (REAP) has explored how anticipatory action can be enabled at the national level, based on ten in-depth national case studies, and has offered a set of recommendations for bringing early warning and early action to scale. The Red Cross / Red Crescent Climate Centre and the UN Office for Coordination of Humanitarian Affairs (OCHA)’s Centre for Humanitarian Data collate data and assist end-users in putting it to best use.

The UN Office for Coordination of Humanitarian Affairs (OCHA)’s pilot programme includes twelve large-scale anticipatory action plans for a range of hazards. Other UN agencies, such the Food and Agriculture Organisation (FAO) and World Food Program (WFP), have also increasingly used anticipatory, forecast-based approaches in their delivery of humanitarian assistance, while contributing to the growing evidence base. 
 

It is time to scale up

The humanitarian, development and disaster reduction sectors realise the need to combine forces to adopt forecast-based approaches at scale to meet the challenges posed by extreme climatic events. UNDRR has an important role as a catalyst for anticipatory action, forging links between agencies involved in humanitarian action, climate research, long-range forecasting, and disaster risk reduction.

Anticipatory action protects lives, livelihoods, homes and entire communities. These early investments also prevent higher response costs down the road. This is at the core of my prevention agenda — to put better data, and more innovation, foresight and inclusion, into our work to address major risks.

- Antonio Guterres, UN Secretary General